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Ethics Board Docket No. 2017-241A <br /> Ms. Erin Guerra <br /> July 26, 2017 <br /> Page 2 <br /> during her public service unless such services are neither performed for nor compensated by <br /> any person that has or seeks to have a contractual,business,or financial relationship with her <br /> agency nor conducts operations or activities which are regulated by her agency, or has <br /> substantial economic interests which may be substantially affected by the performance or <br /> nonperformance of her official duty. <br /> The Board also concluded,and instructed me to inform you,that if NANO submits a project <br /> in the future that must be reviewed by the New Orleans Department of Safety and Permits, <br /> you need to submit a new request for an advisory opinion that provides specific details as to <br /> that project and the involvement of the Safety and Permits Department, including whether <br /> the project will be regulated or continuously reviewed by your department until its <br /> completion. <br /> In general, you should be aware of the prohibitions in La.R.S.42:1111C(2)(d), see above, <br /> and BD 82-02D that provides a narrow exception to Section 1111 C(2)(d)of the Code when <br /> certain factors are met: (1)the employee must be a salaried or wage-earning employee; (2) <br /> the employee's salary must remain substantially unaffected by the contractual relationship; <br /> (3)the public servant must own less than a"controlling interest"in the company;and(4)the <br /> public servant must be neither an officer, director,trustee,nor partner in the company. This <br /> exception only applies to public servants who are existing employees of the person or entity <br /> that has or is seeking to have a contractual,business or financial relationship with the public <br /> servant's agency. The exception does not apply to those persons that are regulated by the <br /> public servant's agency. Further,La.R.S.42:1111E(1)provides that no public servant, and <br /> no legal entity of which such public servant is an officer, director, trustee, partner, or <br /> employee, or in which such public servant has a substantial economic interest, shall receive <br /> or agree to receive any thing of economic value for assisting a person in a transaction, or in <br /> an appearance in connection with a transaction,with the agency of such public servant. And, <br /> La. R.S. 42:1112B(3) provides that no public servant shall participate in a transaction <br /> involving the governmental entity in which,to his actual knowledge,any person of which he <br /> is an officer, director,trustee,partner, or employee has a substantial economic interest. <br /> This advisory opinion is based solely on the facts as set forth herein. Changes to the facts as <br /> presented may result in a different application ofthe provisions of the Code of Governmental <br /> Ethics. The Board issues no opinion as to past conduct or as to laws other than the Code of <br />